-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, qcubI8TQHAgB3Oxa8SKsZhtkjyxDeM6qpjPrHh9XwJJkhZTleIbWrjmn1RaEp/Yo vmbuhloVIvU4njNZnVR2NA== 0000062741-94-000020.txt : 19940425 0000062741-94-000020.hdr.sgml : 19940425 ACCESSION NUMBER: 0000062741-94-000020 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940422 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARNISCHFEGER INDUSTRIES INC CENTRAL INDEX KEY: 0000801898 STANDARD INDUSTRIAL CLASSIFICATION: 3550 IRS NUMBER: 391566457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-37800 FILM NUMBER: 94523946 BUSINESS ADDRESS: STREET 1: 13400 BISHOPS LN CITY: BROOKFIELD STATE: WI ZIP: 53005 BUSINESS PHONE: 4146714400 MAIL ADDRESS: STREET 1: P.O. BOX 554 CITY: MILWAUKEE STATE: WI ZIP: 53201-0554 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MARSHALL & ILSLEY CORP/WI/ CENTRAL INDEX KEY: 0000062741 STANDARD INDUSTRIAL CLASSIFICATION: 6021 IRS NUMBER: 390968604 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 770 N WATER ST CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4147657801 SC 13G 1 13G/HARNISCHFEGER INDUSTRIES, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. ) __________________ Harnischfeger Industries, Inc. ______________________________ (Name of Issuer) Common Stock ____________ (Title of Class of Securities) 413345109 _________ (CUSIP Number) Check the following box if a fee is being paid with this statement [X]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent (5%) of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent (5%) or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 CUSIP No. 413345109 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Reporting Person: MARSHALL & ILSLEY CORPORATION, I.D. No. 39-0452805 _____________________________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions): (a) [ ] (b) [ ] _____________________________________________________________________________ 3) SEC Use Only _____________________________________________________________________________ 4) Citizenship or Place of Organization: MARSHALL & ILSLEY CORPORATION IS A WISCONSIN CORPORATION _____________________________________________________________________________ Number of Shares 5) Sole Voting Power: 310.00 Beneficially Owned _______________________________________________ by Each Reporting Person With: 6) Shared Voting Power: 2,304,964.00 _______________________________________________ 7) Sole Dispositive Power: 310.00 _______________________________________________ 8) Shared Dispositive Power: 2,000.00 _____________________________________________________________________________ 9) Aggregate Amount Beneficially Owned by Each Reporting Person: 2,305,274.00 _____________________________________________________________________________ 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions): _____________________________________________________________________________ 11) Percent of Class Represented by Amount in Row 9: 8.25% _____________________________________________________________________________ 12) Type of Reporting Person (See Instructions): HC _____________________________________________________________________________ Page 2 of 5 Pages SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INSTRUCTIONS: A. Statements containing the information required by this Schedule shall be filed not later than February 14 following the calendar year covered by the statement or within the time specified in Rule 13d-1(b)(2), if applicable. B. Information contained in a form which is required to be filed by rules under Section 13(f) (15 USC 78m(f)) for the same calendar year as that covered by a statement on this Schedule may be incorporated by reference in response to any of the items of this Schedule. If such information is incorporated by reference in this Schedule, copies of the relevant pages of such form shall be filed as an exhibit to this Schedule. C. The item numbers and captions of the items shall be included but the text of the items is to be omitted. The answers to the items shall be so prepared as to indicate clearly the coverage of the items without referring to the text of the items. Answer every item. If an item is inapplicable or the answer is in the negative, so state. Item 1(a). Name of Issuer: Harnischfeger Industries, Inc. _______________________________________________________________________ Item 1(b). Address of Issuer's Principal Executive Offices: 13400 Bishops Lane, Brookfield, WI 53201 _______________________________________________________________________ Item 2(a). Name of Person Filing: Marshall & Ilsley Corporation ________________________________________________________________________ Item 2(b). Address or Principal Business Office or, if none, Residence: 770 N. Water Street, Milwaukee, Wisconsin _______________________________________________________________________ Item 2(c). Citizenship: Wisconsin Corporation _______________________________________________________________________ Item 2(d). Title of Class of Securities: Common Stock _______________________________________________________________________ Item 2(e). CUSIP Number: 413345109 _______________________________________________________________________ Page 3 of 5 Pages SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Item 3. If this statement is flied pursuant to rules 13d-l(b)(1), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act (b) [ ] Bank as defined in Section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act (d) [ ] Investment Company registered under Section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment fund: see Sec. 240.13d-l(b)(1)(ii)(F) (g) [X] Parent Holding Company, in accordance with Sec. 240.13d-l(b)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with Sec. 240.13d-l(b)(1)(h)(H) Item 4. Ownership. (a) Amount Beneficially Owned: 2,305,274.00 _______________________________________________________________________ (b) Percent of Class: 8.25% _______________________________________________________________________ (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 310.00 (ii) Shared power to vote or to direct the vote 2,304,964.00 (iii) Sole power to dispose or to direct the disposition of 310.00 (iv) Shared power to dispose or to direct the disposition of 2,000.00 Item 5. Ownership of Five Percent or Less of a Class. Not Applicable _______________________________________________________________________ Item 6. Ownership of More than Five Percent on Behalf of Another Person. The following person is believed to have the right to receive or the power to direct the receipt of dividends or the proceeds from the sale of the subject securities: Harnischfeger Industries, Inc. Stock Employee Compensation Trust Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. The parent holding company has filed this schedule pursuant to Rule 13d-l(c) and each relevant subsidiary hereby consents to the filing of this statement on its behalf by the parent company: Page 4 of 5 Pages SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Marshall & Ilsley Trust Company a Wisconsin banking corporation Tax Identification No. 39-1186267 Item 8. Identification and Classification of Members of the Group. Not Applicable _______________________________________________________________________ Item 9. Notice of Dissolution of Group. Not Applicable _______________________________________________________________________ Item 10. Certification. The following certification shall be included if the statement is filed pursuant to Rule 13d-l(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date March 31, 1994 ___________________________________________________________ Signature /s/ Patricia R. Justiliano ___________________________________________________________ Name/Title Patricia R. Justiliano Vice President & Corporate Controller ___________________________________________________________ Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----